Operational Compliance


Product Compliance Monitoring

Staying current on all of the state and federal compliance updates can be a difficult and time consuming process.  Determining which updates are truly applicable, identifying other areas of the Company that need to be involved, and don’t forget about those closed blocks of business nobody ever has time for!  First Consulting can help.


Risk Assessments

Compliance Officers and staff are challenged to implement, measure and reinforce strategies to protect your company’s reputation and bottom line.  First Consulting has the expertise to assess your risks.



At last there is fresh and relevant compliance training developed specifically for the insurance industry, by the insurance industry!  First Consulting offers online customizable training for any size company and individuals.

The four distinct training topics available are:

  • Anti-Fraud (Enhanced version now available with CT Senior Financial Exploitation)
  • AML (Anti-Money Laundering)
  • OFAC (Office of Foreign Assets Control)
  • Privacy


Advertising Compliance

As a leader in the insurance industry in assisting insurance companies and agents in advertising compliance, First Consulting & Administration offers these services:

Advertising Review - assists insurance companies and producers with reviewing any type of advertisement for compliance with the state laws.

Advertising Compliance Seminar – our popular annual seminar that gives you actionable items to take back to the office and implement immediately.

Advertising Law Webinar - a convenient way for a company to learn and interact one-on-one with our experts on requirements related directly to your business.


Click on any of the services above or Contact Us to learn more on how First Consulting can assist.